REGULATORY REPORTING
As financial services companies realise the extent of the internal burden of compliance reporting on staff and budgets, they follow the global trend of outsourcing which has employs specialist external service providers to manage the regulatory reporting process and to minimise the risk of regulatory penalties, loss of income and reputational risk. The plethora of new regulations impacting financial services businesses has resulted in risk managers abandoning their initial decisions to develop internal regulatory reporting systems in favour of internal best practice through outsourced solution providers. As an independent specialist in regulatory compliance reporting, GIR has the technical knowledge and industry wide experience to deliver first class reports with minimal client effort. Our investment in international and proprietary systems for market data and prices, asset data management and report generation culminate in a structured breach management process to understand cause and impact of breaches for the benefit of the client. All our clients benefit from our extensive investment management experience automation systems to deliver a completely unique, outsourced solution that allows you to focus on your core strategy – growing your business!
REGULATORY CONSULTING
To ensure effective compliance oversight, there must be appreciation of the importance and significance of the regulation, without which the value is eroded. GIR has constructed a regulatory consulting process to assist clients with evaluating existing compliance achievements against the principles and objectives of various regulations, including Regulation 28. Using a balanced scorecard approach, each deliverable is measured against the current process and procedure to determine the extent of compliance and non-compliance with the Act(s). This evaluation is considered a “working” document with action points and timelines to meet the full responsibility of the regulations. The consulting document can also be presented to the Regulator, auditors and members of the fund to demonstrate the fund’s commitment to Regulation 28.
API DATA ACCESS
Compliance assessment is dependent on access to accurate and complete data. GIR collates data from over 90% of Collective Investment Schemes in South Africa and developed an API interface that allows multi-fund platforms to instantly confirm compliance, based on a look-through aggregation of the weighted fund selection. No more Intended Maximum Limits (IMLs) restricting investor selections – our API provides instant, direct access to the latest information for investors full exposure investments, switches and rebalancing. When linked to web-based investment application forms and client proposals, the API can also deliver performance against benchmarks (tables, graphs or data), asset allocation (local, foreign, sector and geographic) and risk vs return matrices.
Retirement Funds
- Regulation 28
- Fund Level
- Risk Level
- Member Level
- Schedule IB
- Schedule IA
- Breach Reports
- SARB D427
- Reg 28 Consulting
- Risk and Stress Testing
Lisp Platforms
- Regulation 28
- Fund Level
- Schedule IB
- Schedule IA
- Breach Reports
- Contract Level
- Summary Retail
- Rebalancing
- SARB D427
- Reg 28 Calculator
CIS/SEG Funds
- Regulation 28
- Fund Level
- Fund of Fund
- Schedule IB
- Schedule IA
- Breach Reports
- SARB D427
- Manco and Fund Level (Retail + Institutional)
- CISCA (BN90)
- ASISA
Other
- Reporting for Administrators
- Reporting for Consultants
- Reporting for Portfolio Managers
- Reporting for Life Companies
- Reporting for Hedge Funds
- Audit Breakdowns
- Mandate Compliance
- Online Report Portal
- Summary Reports
- Excel Breach Listing
- Excel Asset Allocation
- Breach Analytics
- Audit Queries
Contact us if you would like a free consultation on the state of your reporting.
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Contact Us
Email: Lchetty@girsa.co.za
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